Systems Compliance Analyst-CFA

Farmington, Connecticut, United States · Finance · CFA


Description of Position

The Systems Compliance Analyst will be responsible for maintaining the compliance system and the compliance rule library used to ensure the firm remains compliant with various client directed, regulatory and risk management guidelines. This will involve working closely with the Senior Systems Compliance Analyst and various business areas including Compliance, Portfolio Management, Trading, Investment Accounting and other Systems personnel. The Systems Compliance Analyst will work to codify the guidelines in the Trading and Compliance system, Charles River.

Responsibilities of the position will include the following:

Desired Background and Experience


The ideal candidate will have 3 or more years experience working in the investment industry. Key additional requirements include:


Compensation will be competitive and will consist of a combination of base, bonus and other incentives

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